RE5 Exam Preparation
Master the RE5 Examination
Specialist qualification for providing investment advice and intermediary services in South Africa's financial sector.
Why the RE5 Certification is Essential for Financial Advice
📋Specialist Qualification
RE5 is required for individuals wishing to furnish advice and intermediary services related to investment products under the FAIS Act.
💰Higher Earning Potential
RE5 specialists typically command higher salaries due to their specialised knowledge in investment products and markets.
🛡️Professional Credibility
Holding RE5 demonstrates to clients and employers that you have the expertise to provide suitable investment advice and manage client portfolios responsibly.
RE5 Curriculum Overview
Comprehensive coverage of the regulatory environment for investment advice, product knowledge, and suitability requirements.
Core Study Modules
RE1 Foundations
Review of the FAIS Act, regulatory bodies, licensing requirements, and general compliance obligations (assumed knowledge for RE5).
Investment Products & Markets
Detailed study of equities, bonds, money market instruments, derivatives, collective investment schemes, and structured products.
Portfolio Construction & Management
Principles of diversification, asset allocation, risk profiling, and ongoing portfolio management based on client objectives and risk tolerance.
Financial Planning & Advice Process
The six-step financial planning process, gathering client information, analysing needs, developing recommendations, implementing strategies, and reviewing progress.
Ethics & Professional Conduct
FSPA code of conduct, treating customers fairly (TCF), suitability requirements, disclosure obligations, and managing conflicts of interest in advice situations.
Regulatory Environment
Collective Investment Schemes Control Act, Financial Markets Act, and other legislation governing investment products and advice.
RE5 Specialist Areas
Choose your area of specialisation based on the investment products you wish to advise on.
Available Specialist Categories
Securities & Instruments
Equities, bonds, money market instruments, derivatives, and structured products traded on regulated exchanges.
Investment Products
Collective investment schemes (unit trusts, ETFs, hedge funds), linked investment products, and retirement annuities.
Retirement Funding
Pension funds, provident funds, retirement annuities, and other retirement funding vehicles.
Your RE5 Study Resources
Expertly crafted materials designed specifically for RE5 examination success in your chosen specialisation.
Structured Learning Approach
1
RE1 Knowledge Refresh
Brief review of essential RE1 concepts (regulatory environment, ethics, compliance) to ensure a solid foundation for specialist study.
2
Specialist Product Knowledge
In-depth study of the investment products, markets, and regulations relevant to your chosen specialisation.
3
Advice Process Application
Applying the financial planning process to recommend suitable investment products based on client profiles.
4
Exam Preparation
Practice questions, mock exams, and targeted revision materials specific to your specialisation.
Available Learning Resources
Video Lectures
Engaging, bite-sized video lessons (5-15 minutes each) covering key concepts with visual aids and examples.
Study Guides
Comprehensive PDF notes with summaries, key points, and quick-reference sheets for efficient review.
Practice Questions
Hundreds of exam-style questions with detailed explanations, organised by topic and difficulty level.
Mock Exams
Full-length simulated exams that mirror the actual RE5 format, timing, and question distribution for each specialisation.
Practice & Assessment Tools
Build confidence and identify knowledge gaps through targeted practice and assessment.
Progressive Assessment Approach
Topic Quizzes
Short, focused quizzes after each study module to validate understanding before moving forward.
Progress Tracking
Personal dashboard showing completion percentages, strengths, weaknesses, and recommended study areas.
Timed Practice
Practice exams under timed conditions to build stamina and improve time management skills.
Error Analysis
Detailed feedback on incorrect answers with references to study materials for targeted remediation.
Study Strategies for Success
Consistent Schedule
Study regularly in shorter sessions rather than cramming – consistency beats intensity for retention.
Active Recall
Test yourself frequently rather than just re-reading material – this builds stronger neural connections.
Teach Others
Explain concepts to friends or family – teaching reinforces your own understanding and reveals gaps.
Simulate Exam Conditions
Practice in a quiet environment with no distractions, using only permitted materials, exactly as in the actual exam.
Ready to Begin Your RE5 Journey?
Join hundreds of financial services professionals who have passed their RE5 examination with SCHOOL's preparation program and are now providing specialist investment advice.
Free to start. No credit card required. Begin learning today.